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Liquidnet Plans to Further AI Strategy Following RSRCHXchange Acquisition

In mid-May, Liquidnet, a global institutional investment network, acquired RSRCHXchange, a marketplace and aggregator for institutional research that was originally launched in 2015. The acquisition enables the Liquidnet platform to deliver a new level of research and analytics into the global investment process for its institutional investor client base. In line with Liquidnet’s FinTech strategy,…

A-Team Group Announces Winners for 2019 RegTech Insight Awards

A-Team Group on Friday announced the winners of its prestigious RegTech Insight Awards during a well-attended and energetic ceremony held at Banking Hall on London’s Cornhill. The awards, now in their third year, recognise excellence and innovation in the provision of technology solutions to meet regulatory requirements within the financial services industry, and are uniquely…

A-Team Insight Launches Comprehensive New RegTech Suppliers Guide

Concerned about meeting your ever more complex regulatory requirements? Confused over the vast array of opaque offerings available? Flummoxed about what your company really needs and where you might find it? Take a deep breath and relax, because help is finally at hand! A-Team Group, via its RegTech Insight channel, is delighted to launch a…

RegTech Suppliers Guide 2019

Welcome to our brand new RegTech Suppliers Guide. This unique guide provides detailed data profiles on close to 100 suppliers in the RegTech world, offering you an unrivalled selection of solutions for your most pressing financial regulatory challenges. The aim of the A-Team’s RegTech Suppliers Guide is to steer you through this complex marketplace, offering…

A-Team Group Releases Shortlist for 2019 RegTech Insight Awards

A-Team Group has released a shortlist of potential winners for its hotly anticipated third annual RegTech Insight Awards, to be held in the City of London on May 3, 2019. The awards recognise excellence and innovation in the provision of technology solutions to meet regulatory requirements within the financial services industry, and are uniquely designed…

FCA Highlights Key Concerns over MAR Compliance

Effective compliance with the Market Abuse Regime (MAR) is “a state of mind” that requires a series of complex situational judgements – and time pressures could cause potential problems, warned Julia Hoggett, Director of Market Oversight at the UK’s Financial Conduct Authority (FCA). This raises a number of key concerns around compliance which demand urgent…

SEC CAT Hits Another Hurdle

The US Consolidated Audit Trail (CAT) has hit another hurdle with the CAT National Market System (NMS) confirming that it is ‘transitioning the CAT project to a new plan processer’. This suggests Thesys Technologies, which was rather surprisingly selected as the plan processor by the self-regulatory organisations (SROs) that operate the CAT NMS in May…

RegTech Insight – Keeping Your Finger on the Regulatory Pulse

Welcome to Regtech Insight (RTI), a brand-new platform from A-Team Group bringing you the very latest in news, insights and exclusive analysis from the complex and fast-changing world of regulatory technology. Forming the third pillar of our comprehensive information service, RTI stands alongside Data Management Insight (DMI) and Trading Technology Insight (TTI) to offer a…