RegTech Insight Webinars

Recorded Webinar: MiFID II: Is the market truly ready? Will compliance be achieved?

Don’t miss this opportunity to view the recording of this recently held webinar. This market facing webinar aims to share insight and best practices so you can be more successful in Markets in Financial Instruments Directive II (MiFID II) compliance. To support this, the webinar will provide access to the latest results of a global...

Recorded Webinar: A harmonised approach to data management for regulatory reporting and record keeping

Don’t miss this opportunity to view the recording of this recently held webinar. Financial institutions acknowledge the need to harmonise their approach to data management for regulatory reporting and record keeping, and recognise the resulting benefits of increased efficiency, reduced costs and readiness for future regulation – but while the concept may be clear, the...

Recorded Webinar: MiFID II and FRTB Data Analytics, Benchmarks and Risk Modelling

Don’t miss this opportunity to view the recording of this recently held webinar. Markets in Financial Instruments Directive II (MiFID II) and the Fundamental Review of the Trading Book (FRTB) require huge volumes of data to be sourced and managed. This webinar will discuss what sort of data analytics you need to implement to be...

Recorded Webinar: Trade Surveillance and data capture for MiFID II compliance

Don’t miss this opportunity to view the recording of this recently held webinar. Under MiFID II and MiFIR, any firm participating in electronic trading of financial instruments will need to conduct real-time monitoring of current trading activity and be able to sequentially reconstruct past trading events. No longer will capture and reporting of transaction data...

Recorded Webinar: Data as a Service: Realizing its Value for Data Management

Don’t miss this opportunity to view the recording of this recently held webinar. Faced with substantial and rapidly changing regulatory demands, trading firms are realizing the need for agility in the way they handle data. With global regulations like MiFID II and FRTB reshaping data requirements – and the prospect of future measures introducing yet...

Recorded Webinar: MiFID II – Research Unbundling, Permissioning and Commission Sharing Arrangements

Don’t miss this opportunity to view the recording of this recently held webinar. MiFID II makes sweeping changes to the investment market’s research regime, requiring unbundling and implementing new requirements around permissioning and commission sharing arrangements. This webinar will discuss data, solutions and services needed to segregate research consumption in accordance with MiFID II. It...

Recorded Webinar: High Performance Technologies for Electronic Execution

Don’t miss this opportunity to view the recording of this recently held webinar. When firms pursue higher performance in the electronic trading execution technology they use, they must consider the exchange and trading venue landscape as the context for their approach. Their approach can be accomplished in-house or with support from providers, which can be...

Recorded Webinar: MiFID II – How prepared are we?

Don’t miss this opportunity to view the recording of this recently held webinar. With the compliance deadline for Markets in Financial Instruments Directive II (MiFID II) just over six months away on 3 January 2018, how ready are market practitioners to meet the challenges and obligations of the regulation? This webinar will identify outstanding challenges...

Recorded Webinar: Learning from MiFID II for CAT reporting and data management

Don’t miss this opportunity to view the recording of this recently held webinar. Compliance with the SEC’s Consolidated Audit Trail (CAT) regulation is just over 18 months away, meaning broker dealers within the scope of the regulation need to get started on their response. Like Markets in Financial Instruments Directive II (MiFID II), CAT reporting...

Recorded Webinar: Voice recording for communications surveillance under MIFID II/MAR

Don’t miss this opportunity to view the recording of this recently held webinar. To date, the industry’s regulatory compliance focus for upcoming European MiFID II and Market Abuse Regulation (MAR) has been on issues including the structure of trading facilities, systematic internalisation, governance, best execution and time-stamping. MiFID II and MAR also contain provisions, however,...