RegTech Insight Dodd-Frank The latest content from across the platform

The Global Outlook for Regulatory Compliance – Where Are We Headed?

Are you ready for our upcoming RegTech Summit Virtual 2020? We’re so excited to bring you yet another action-packed online event, running over five days with a brand new livestream to make our content even more immediate. The first day kicks off with a deep-dive look at the global perspective for regulatory compliance and RegTech…

Regulatory Data Handbook 2020/2021 – Eighth Edition

This eighth edition of A-Team Group’s Regulatory Data Handbook is a ‘must-have’ for capital markets participants during this period of unprecedented change. Available free of charge, it profiles every regulation that impacts capital markets data management practices giving you: A detailed overview of each regulation with key dates, data and data management implications, links to…

Recorded Webinar: The Transformation of Buy-Side Market Surveillance

Asset managers, hedge funds, insurance firms, and other buy-side firms globally are becoming more active in their approach to market surveillance, as regulatory pressure to up their game mounts. Buy-side firms are now building out their surveillance infrastructure as they seek to respond to the requirements posed by Dodd-Frank, MiFID II and the Market Abuse…

Mid Atlantic Capital Chooses SS&C Technologies for FINRA CAT Reporting

Mid Atlantic Capital Group has chosen SS&C to automate its FINRA Consolidated Audit Trail (CAT) reporting obligations. The Securities and Exchange Commission will require all broker-dealers to report equities and options transaction data to FINRA CAT at the end of the month.  SS&C will monitor, submit and correct transactional data on behalf of Mid Atlantic Capital…

Recorded Webinar: Overcoming the Barriers to Implementing RegTech Solutions: The View from Either Side of the Fence

RegTech holds the promise of targeted, agile and often low-cost solutions to the real-world problems faced by financial institutions across the board. So why is it so difficult to get RegTech projects off the ground? RegTech solutions providers complain that it’s difficult to get access to decision-makers, and even when they do it’s tough to…

Are You Ready for RegTech Virtual 2020?

We’ve only got a week to go, and our brand new and fully virtual RegTech Summit is fast approaching. One of the most innovative, exciting and engaging platforms we have ever worked on, we are delighted to bring you two days of unique, insightful and cutting edge content on the most pressing regulatory challenges of…

And the Winner Is….

The results are in, and A-Team Group is delighted to announce the winners of our annual RegTech Insight Awards, celebrating the very best and most innovative solutions and providers within the fast-growing RegTech space. Now in their fourth year, the prestigious annual awards recognise both established solution providers and innovative newcomers, seeking to herald and…

Creator of SOTERIA Branches Out with New Agnostic Audio Assurance Offering, as Regulatory Focus Sharpens

Insightful Technology, the RegTech specialist most recently known for creating Communication compliance and surveillance SaaS solution, SOTERIA, has spread its wings today with the launch of the first agnostic stand-alone product outside of the core offering. Audio Assure, a solution that enables automated and accurate audio testing, as well as the monitoring of line operations…

RegTech Summit Goes Virtual!

Following the phenomenal success of the upcoming Data Management Summit Europe Virtual, set to broadcast 22-24 April and with registered delegates already nearing a record-breaking 750, we are beyond excited to be launching a similar RegTech Summit Virtual in June 2020: bringing you all the insights and expertise of  the longstanding and market-leading A-Team Group…

Skills and Systems Investment Surging in Financial Services, Finds TR Regulatory Intelligence Report

The right talent plays a crucial role in leveraging the benefits of RegTech within financial services firms, according to the fourth edition of Thomson Reuters’ annual regulatory intelligence report, released today. ‘Fintech, Regtech & the Role of Compliance in 2020: The Shifting Regulatory Role’ urges regulators and policymakers to ensure they have the appropriate up-to-date…