About a-team Marketing Services
The knowledge platform for the financial technology industry
The knowledge platform for the financial technology industry

A-Team Insight Blogs

AQMetrics Launches Self-Service MiFID II Reporting Solution

Subscribe to our newsletter

Dublin-based AQMetrics, a regulatory risk and compliance specialist, this week launched its first fully self-service Software-as-a-Service (SaaS) solution for MiFID II transaction reporting.

An extension of the firm’s Approved Reporting Mechanism (ARM) solution, the platform allows firms to sign-up online for transaction reporting, self-manage data from multiple sources, avail of smart-validations with real-time error handling, and machine-to-machine reporting to the competent authorities.

Geraldine Gibson-Dautun, CEO of AQMetrics says: “When MiFID II firms sign up for this fully automated MiFID II service they will be experiencing their future customer journey through AQMetrics regulatory approved reporting mechanism and as such will be experiencing a way of reporting MiFID II transactions that will soon become commonplace for all MiFID II firms large and small alike.”

The release follows a number of new initiatives from AQMetrics targeted towards EU investment managers, including the opening of its MiFID II data management, approved reporting mechanism for transaction reporting and three way reconciliation engine up to the wider internet. From August 2019, MiFID II firms will be able to subscribe to AQMetrics regulatory reporting services from their desks.

“As we are not discriminatory here at AQMetrics we’ve decided to make all of our online regulatory reporting available over the web and over the course of this year we will make our self-service premium multi-jurisdictional regulatory reporting platform available online for any firm to subscribe to and use,” says Gibson-Dautun.

Subscribe to our newsletter

Related content

WEBINAR

Recorded Webinar: Best practice approaches to trade surveillance for market abuse

Breaches of market abuse regulation can lead to reputational damage, eye-watering fines and, ultimately, custodial sentences of up to 10 years. Internally, market abuse triggers scrutiny of traders and trading behaviours; externally it can undermine confidence in markets and cause financial instability. This webinar will discuss market abuse of different types, such as insider trading...

BLOG

Best Practice Approaches to Trade Surveillance for Market Abuse

Market abuse is a problem, a very big problem for financial institutions that fall on the wrong side of regulation. Penalties include eye-watering fines, reputational damage and, ultimately, custodial sentences of up to 10 years. Internally, market abuse triggers scrutiny of traders and trading behaviours, a lack of trust and the potential need for significant...

EVENT

AI in Capital Markets Summit London

The AI in Capital Markets Summit will explore current and emerging trends in AI, the potential of Generative AI and LLMs and how AI can be applied for efficiencies and business value across a number of use cases, in the front and back office of financial institutions. The agenda will explore the risks and challenges of adopting AI and the foundational technologies and data management capabilities that underpin successful deployment.

GUIDE

Regulatory Data Handbook 2023 – Eleventh Edition

Welcome to the eleventh edition of A-Team Group’s Regulatory Data Handbook, a popular publication that covers new regulations in capital markets, tracks regulatory change, and provides advice on the data, data management and implementation requirements of more than 30 regulations across UK, European, US and Asia-Pacific capital markets. This edition of the handbook includes new...