A-Team Insight Podcasts

Podcast: Creating a Regulatory Change Management Framework

Join us for another in-depth A-Team Group Podcast, as we explore the best ways to create a robust regulatory change management framework to manage risk and navigate change.

The Podcast explores how firms are developing capabilities to help anticipate risk, track and analyse regulatory updates. It reviews progress towards standards-based semantic technologies and machine-readable texts for interpreting regulatory change from the regulators and market participants, and discusses how to ensure a robust compliance framework by creating a common regulatory taxonomy.

Recorded at the recent A-Team Group RegTech Summit held in New York on the 15th November 2018, the panel discussion is moderated by Breana Patel, Founder & CEO of Bonova Advisory Group.

Panellists include Paul Barkan, Chief Risk Officer at Newtown Savings Bank; Charmian Simmons, Risk Expert at Refinitiv; Wesley Moore, Executive Director and Founder at Quarule; and Tim Sweeney, SVP for North America at Corlytics.

Leave a comment

Your email address will not be published. Required fields are marked *

*

Share article

Related content

WEBINAR

Recorded Webinar: Solving the problem of integrating beneficial ownership data with client onboarding and KYC systems

This webinar has passed, but you can view the recording by registering here. Client onboarding and Know Your Customer (KYC) processes are becoming more complex as regulation drives towards the inclusion of beneficial ownership data and requires financial institutions to improve customer due diligence still further. The webinar will discuss the need for beneficial ownership...

BLOG

Corvil Develops CorvilNet Technology Stack to Deliver Real-Time Operational Risk and Compliance Monitoring

The real-time operational risk and compliance monitoring solution for electronic trading that was recently released by Corvil builds on the company’s original network monitoring platform, providing visibility into a taller technology stack and allowing users to see the status not only of IT systems, but also the business that resides on them. The solution plays...

GUIDE

The Trading Regulations Handbook

Need to know all the essentials about the regulations impacting trading infrastructure? Welcome to the first edition of our A-Team Trading Regulations Handbook which provides all the essentials about regulations impacting trading operations, data and technology. A-Team’s Trading Regulations Handbook is a great way to see at-a-glance: All the regulations that are impacting trading technology...