A-Team Insight Blogs

A RegTech Solution to Record Management and Archiving

Yaron Naor, vice president and general manager, Americas, at Arkivum will present the company’s regtech record management and archiving solution based on open source and proprietary technologies at this week’s A-Team Group RegTech Summit for Capital Markets in New York.

We caught up with Naor before the event to find out a little about Arkivum’s views on regtech and its contribution to the market.

Q: What does RegTech mean to you? 

A: Solving immediate and long-term compliance and regulatory challenges globally by leveraging the most disruptive and sustainable technologies, and significantly reducing cost of ownership.

Q: What regulations are of primary concern to you and your customers?

A: SEC/FINRA based record management, Markets in Financial Instruments Directive II (MiFID II) and General Data Protection Regulations (GDPR) data security and sovereignty mandates covering all e-comms.

Q: What problem do financial institutions have that you believe you can solve?

A: Compliance based record management and archiving solutions with data integrity, security and usability as the key ingredients.

Q: Why do they have this problem?

A: Due to the silo structure of the organisation, plus a lack of secured solutions that are in-line with compliance mandates.

Q: How do you solve the problem?

A: By providing a unified data safeguarding platform addressing all major global record keeping mandates. The platform has a modular and scalable architecture, secured data storage, preservation techniques and flexible workflows to process ingested data with stringent encryption algorithms.

Q: What technology do you use?

A: A combination of open source and proprietary technologies.

Q: How do you fit into a financial institution’s architecture and data flows?

A: Through our integration modules driven by industry standard REST APIs.

Q: Why are you taking part in A-Team’s RegTech Summit for Capital Markets event?

A: To increase market and brand awareness, educate market players, develop strategic partnerships and secure several proofs of concepts.

Q: What type of people are you hoping to meet at the Summit?

A: C level execs, key decision makers, compliance, regulatory and data governance officers, and engineering/IT Managers.

Leave a comment

Your email address will not be published. Required fields are marked *

*

Share article

Related content

WEBINAR

Recorded Webinar: Balancing compliance and value in data management initiatives

You can listen to the recording of this webinar by registering on this page. Over the past few years, about 90% of data management has been dedicated to the operational requirements of data governance and regulatory compliance, but this is changing rapidly as financial institutions look to exploit and drive business value from data. At...

BLOG

SEC Launches Online Reference Site for AML for Mutual Funds

Originally appeared in MiFID Monitor The Securities and Exchange Commission (SEC) has unveiled a new one-stop online reference site to assist mutual funds in their anti-money laundering (AML) compliance efforts. It has also launched a new centralised phone line specifically for securities firms to report the filing of a suspicious activity report (SAR) that may...

GUIDE

Regulatory Data Handbook – Fifth Edition

In response to the popularity of the A-Team Regulatory Data Handbook, we have published a fifth edition outlining the essentials of regulations that are likely to have an impact on data and data management at your organisation. New to this edition is a section on RegTech, covering drivers behind the development of innovative regulatory technology,...